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Insider trading prosecutions may increase after Second Circuit decision lowered barriers to convict

Photo of Kevin J. Harnisch (US)Photo of Ilana Beth Sinkin (US)Photo of Vijay Rao
By Kevin J. Harnisch (US), Ilana Beth Sinkin (US) & Vijay Rao on January 29, 2020

The Second Circuit recently determined that the criminal securities fraud provisions that were enacted as part of the Sarbanes-Oxley Act of 2002 (Sarbanes-Oxley) have less onerous requirements for proving insider trading than under the general antifraud provisions of the Securities

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In this blog, litigators from Norton Rose Fulbright offices in both Canada and the United States comment upon domestic developments in securities litigation in both countries and cross border issues. Among other things, we deliver insights on recent securities law decisions, amendments to securities statutes and regulations, securities class actions and cross border developments. We have broad experience and international expertise in these matters and are frequently called upon for advice in high-profile securities litigation, enforcement proceedings and internal investigations. Stay connected with Securities litigation and enforcement and subscribe to the blog today.

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