ICO

The Hard Way – SEC announces first penalties and compliance roadmap for unregistered ICOs

By Andrew McCoomb on November 22, 2018

On November 16, 2018, the Securities and Exchange Commission (SEC) announced consent orders settling actions in respect of two unregistered initial coin offerings (ICOs), including the first fines levied against non-compliant ICO issuers made by the…

Regulatory and civil consequences of Initial Coin Offerings in Ontario

Posted on October 5, 2017

A great deal has been written recently about the possible regulatory uncertainty surrounding Initial Coin Offerings (ICOs) in Canada. In an ICO, a newly issued cryptocurrency is sold to purchasers, who acquire a right of ownership symbolized by…

SEC ruling on The DAO signals increased acceptance of blockchain-based securities

Posted on August 11, 2017

On July 25, 2017, the Securities and Exchange Commission (SEC) issued a statement on the regulatory significance of offers and sales of digital assets carried out using distributed ledger or blockchain technology. That statement followed the SEC’s Report…

Securities litigation and enforcement

ICO

The Hard Way – SEC announces first penalties and compliance roadmap for unregistered ICOs

Regulatory and civil consequences of Initial Coin Offerings in Ontario

SEC ruling on The DAO signals increased acceptance of blockchain-based securities

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